Bucky wrote:You must've missed the game threads with the merged/morphed photos
You are an associated person at ABC Securities Inc. You were recently prospecting for customers through cold-call sales. One individual you called was very difficult, and you wanted to curse this particular person. Should you have done so?
a. yes
b. no
Bill McNeal wrote:an actual question from a compliance class I had to takeYou are an associated person at ABC Securities Inc. You were recently prospecting for customers through cold-call sales. One individual you called was very difficult, and you wanted to curse this particular person. Should you have done so?
a. yes
b. no
TenuredVulture wrote:Bill McNeal wrote:an actual question from a compliance class I had to takeYou are an associated person at ABC Securities Inc. You were recently prospecting for customers through cold-call sales. One individual you called was very difficult, and you wanted to curse this particular person. Should you have done so?
a. yes
b. no
Do they mean curse at the person, or literally curse them, like a voodoo curse or like in Harry Potter with a Avada Kedavra curse?
Your answer is correct. The NASD has cautioned its members against abusive communications with customers. In particular, the NASD has stated that its rules prohibit communications with customers that constitute threats, intimidation, the use of profane or obscene language or calling a person repeatedly in order to annoy, abuse, or harass them. This would probably include "flaming" someone over the Internet.
Bill McNeal wrote:TenuredVulture wrote:Bill McNeal wrote:an actual question from a compliance class I had to takeYou are an associated person at ABC Securities Inc. You were recently prospecting for customers through cold-call sales. One individual you called was very difficult, and you wanted to curse this particular person. Should you have done so?
a. yes
b. no
Do they mean curse at the person, or literally curse them, like a voodoo curse or like in Harry Potter with a Avada Kedavra curse?
This was the responseYour answer is correct. The NASD has cautioned its members against abusive communications with customers. In particular, the NASD has stated that its rules prohibit communications with customers that constitute threats, intimidation, the use of profane or obscene language or calling a person repeatedly in order to annoy, abuse, or harass them. This would probably include "flaming" someone over the Internet.
I guess if they are talking about shooting flames at someone through the internets, harry potter curses would be included.
Dear Prudie,
I recently graduated college, and I'm living with my boyfriend of almost three years. [blah . . . blah] While we were on our break, I hooked up with another guy. It didn't work out, and I wasn't having any life-lesson epiphanies, so I moved back in, because I genuinely missed and love my boyfriend. Do I tell him about the other guy? Especially when (this is the kicker) he's a member of my boyfriend's favorite sports team? I feel awkward, because I think some of our mutual friends know, but I'm not sure he or the relationship could take it if I told him.
—Witholding Information
philliesr98 wrote:1 wrote:i am now an arbitron rater. yay?
for satellite radio? howd you do that??